COMPLIANCE MLRO – London (266)

Our client is the London based subsidiary of a Swiss bank active in the credit card sector and looking for a :

Compliance Officer and MLRO

Job Description

  • Draft, establish, improve and review company compliance policies, systems, procedures and the compliance monitoring programs
  • Advise the business on compliance related matters including regulatory requirements and ensure is awareness with upcoming changes
  • Resolve compliance related incidents and communicate with regulatory bodies when needed
  • Plan, establish and conduct compliance risk assessments of clients, business partners and products.
  • Keep up to date and execute conduct compliance, AML/CTF and transaction monitoring
  • Analyze suspicious activity and execute, document and manage SARs
  • Provide compliance and AML reports to the group compliance and the company’s Board of Directors
  • Ensure regulatory reporting is submitted in a timely manner and records are kept up to date at all times
  • Implement training schemes and carry out training sessions for the relevant stakeholders within the group and the company’s program managers and partners
  • Manage Internal and external audits of the company’s compliance function. Agree, execute, and document any remediation plans

Desired profile

  • 5 years’ experience in card issuance, BIN Sponsorship, prepaid, retail, HNW and corporate cards programs
  • Experience as FCA EMD individual
  • Self-starter, motivated. Excellent communicator and negotiator
  • Experience in a group matrix reporting environment
  • Experience with consumer credit, private banking/wealth management
  • Degree qualified


The right candidate will have previous experience in the e-money or card compliance business (preferably previously registered with the FCA). Good knowledge and exposure to the Electronic Money Directive and the applicable FCA and Consumer Credit regulations.

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